Rinn Law Library

Faculty Publications

Applications of Securities Laws to Real Estate Syndications, Ch. 8 in Real Estate Syndications (Ill. Inst. for Continuing Legal Educ., 1983 with 1984 Supp.).

Why Martha Stewart Did Not Violate Rule 10b-5: On Tipping, Piggybacking, Front-Running and the Fiduciary Duties of Securities Brokers, 40 Akron L. Rev. 55 (2007).
Full text via Akron Law Review
Full text via SSRN
With Brian O. O’Mara, Whether Alleging “Motive and Opportunity” Can Satisfy the Heightened Pleading Standards of the Private Securities Litigation Reform Act of 1995: Much Ado About Nothing, 1 DePaul Bus. & Com. L. J. 313 (2003).
Full text via Hein Online,
DePaul Campus Connect login required off-campus
Full text via SSRN
Friends, Family Fiduciaries: Personal Relationships as a Basis for Insider Trading Violations, 51 Cath. U. L. Rev. 467 (2002).
Full text via Hein Online,
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Should the Supreme Court Recognize General Market Reliance in Private Actions Under Rule 10B-5?, 36 Baylor L. Rev. 335 (1984).
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A Response to Roberta Karmel's Call for a New Direction in Federal Securities Regulation: Regulation by Prosecution: The Securities and Exchange Commission v. Corporate America, 57 Tul. L. Rev. 930 (1983).
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Book Review, Karmel on the S.E.C.: New Directions?, 68 A.B.A.J. 978 (1982) (reviewing Roberta S. Karmel, Regulation by Prosecution: The Securities and Exchange Commission Versus Corporate America (1982)).
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Book Review, 67 A.B.A.J. 1170 (1981) (reviewing Sonny Kleinfeld, The Biggest Company on Earth: A Profile of AT&T (1981)).
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Book Review, 30 DePaul L. Rev. 781 (1981) (reviewing Jesse H. Choper, Judicial Review and the National Political Process (1980)).
Full text via Hein Online,
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Book Review, 15 U.S.F.L. Rev. 305 (1981) (reviewing John H. Ely, Democracy and Distrust: A Theory of Judicial Review (1980)).
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Participant, Insider Trading: A Roundtable on Ethics, Law and Reality, DePaul U. Alumni News Roundtable (August 1987).